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Guide to Roadside Inspections and Violations

Updated: Dec 20

Roadside inspection and common compliance violations.

Introduction


A roadside inspection is one of the most direct ways FMCSA enforcement evaluates trucking compliance. During these inspections, officers check drivers, vehicles, and records for violations that can affect safety scores and trigger audits. Understanding how roadside inspections work and how violations are issued is critical for trucking companies and owner-operators who want to avoid enforcement problems.



What Is a Roadside Inspection?


Definition


A roadside inspection is an official compliance check conducted by state or federal enforcement officers to verify that a commercial vehicle, driver, and carrier meet FMCSA safety regulations.

Inspections can occur at weigh stations, roadside pullovers, terminals, or mobile enforcement locations.



Types of Roadside Inspections


Level I - Full Inspection


The most comprehensive inspection type, covering:

  • Driver credentials and medical certificate

  • Hours of Service records

  • Drug and alcohol compliance indicators

  • Vehicle components (brakes, lights, tires, steering, cargo securement)

Level I inspections carry the highest enforcement impact.


Level II - Walk-Around Inspection


A partial inspection that excludes under-the-vehicle checks but still reviews:

  • Driver documents

  • Visible vehicle components

  • HOS compliance

Violations from Level II inspections still count fully.


Level III - Driver-Only Inspection


Focused exclusively on the driver:

  • CDL validity

  • Medical certificate

  • HOS logs

  • Driver qualification indicators

These inspections often result in HOS violations.


Level V - Vehicle-Only Inspection

Conducted without the driver present, typically at terminals or during special enforcement initiatives.


Level VI - Hazardous Materials Inspection

Applies to radioactive or sensitive hazardous material loads and involves enhanced inspection procedures.



What Are Roadside Violations?


Definition


Roadside violations are documented failures to meet FMCSA regulations discovered during an inspection. Violations are recorded even if no fine is issued.

Violations remain part of the carrier’s enforcement history and affect future oversight.



Out-of-Service Violations Explained


What Out-of-Service Means


An out-of-service (OOS) violation occurs when a condition is severe enough that the driver or vehicle is prohibited from operating until corrected.

Common OOS triggers include:

  • HOS violations exceeding limits

  • Invalid or missing medical certificates

  • Critical brake or tire defects

  • Drug or alcohol violations

OOS violations carry higher enforcement weight than non-OOS violations.



How Violations Affect Trucking Companies


Data and Enforcement Impact


Inspection and violation data is stored permanently and used to:

  • Identify high-risk carriers

  • Prioritize audits and compliance reviews

  • Increase inspection frequency

  • Influence insurance underwriting

Violations are cumulative. One bad inspection is manageable. Patterns are not.



Carrier Responsibility

FMCSA holds the carrier, not the driver, responsible for violations. Driver mistakes become company liability.



Common Roadside Inspection Mistakes


Treating Inspections as One-Time Events

Many carriers focus only on the immediate outcome. FMCSA evaluates trends, not individual stops.


Failing to Review Inspection Reports

Errors in inspection reports are common. If not reviewed and addressed quickly, incorrect data becomes permanent.


Poor Driver Preparation

Drivers who are unclear on documentation or procedures are more likely to trigger deeper inspections.



Practical Checklist: How to Reduce Violations


  • Train drivers on inspection procedures and documentation

  • Review inspection reports immediately after each stop

  • Correct vehicle defects before dispatch

  • Monitor HOS logs and supporting documents weekly

  • Track repeat violations and root causes

This checklist reflects enforcement reality, not theory.



When Roadside Inspections Lead to Audits


FMCSA uses inspection patterns to decide when intervention is necessary. Multiple violations, especially OOS violations, significantly increase audit risk.

Ignoring early warning signs allows small issues to escalate into formal enforcement.



Conclusion


Roadside inspections and violations are a primary enforcement tool used by FMCSA. They directly affect safety records, audit risk, and long-term authority. Trucking companies that actively manage inspection data, train drivers, and correct issues early maintain greater control over compliance and reduce operational disruptions.

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